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Event occurred on: 7-13-2023

PLI’s Understanding the Securities Laws 2023

Time: 1:30 PM ET

Freshfields US capital markets partner Michael Levitt will be speaking on the panel “Securities Act Exemptions” at PLI’s Understanding the Securities Law 2023.

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This two-day program is tailored to provide an introduction of the U.S. securities laws and the fundamentals of securities laws practice, as well as to give pragmatic guidance for securities lawyers practicing in today’s public and private offerings.

The upcoming Securities Act Exceptions panel will cover how to:  

  • Better understand integration following the adoption of Rule 152
  • Properly approach general solicitation following the adoption of Rule 148
  • Review private placements, including offering under Rules 504 and 506 of Regulation D
  • Gain insight into the importance of “accredited investors” and potential changes to the definition
  • Explain the different kinds of offerings
  • Analyze employee equity awards, including Rule 701 and proposed amendments for “gig economy” workers
  • Manage resales of restricted and controlled securities 


Event Location

PLI New York (45th street entrance)
1177 Avenue of the Americas
New York, NY

Freshfields Speakers

Michael Levitt

Partner, Freshfields

See profile >